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Social Security Disability Law

Respiratroy System
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3.01
Category of Impairments, Respiratory System

3.02
Chronic pulmonary insufficiency

A. Chronic obstructive pulmonary disease due to any cause, with the FEV1 equal to or less than the values specified in table I corresponding to the person's height without shoes. (In cases of marked spinal deformity, see 3.00E.);

Table I

Height 
without Shoes (centimeters)

Height without Shoes (inches)

FEV1 Equal to or less than (L,BTPS)

154 or less

60 or less

1.05

155-160

61-63

1.15

161-165

64-65

1.25

166-170

66-67

1.35

171-175

68-69

1.45

176-180

70-71

1.55

181 or more

72 or more

1.65

or

B. Chronic restrictive ventilatory disease, due to any cause, with the FVC equal to or less than the values specified in Table II corresponding to the person's height without shoes. (In cases of marked spinal deformity, see 3.00E.);

Table II

Height 
without Shoes (centimeters)

Height 
without Shoes (inches)

FVC Equal to or less than (L,BTPS)

154 or less

60 or less

1.25

155-160

61-63

1.35

161-165

64-65

1.45

166-170

66-67

1.55

171-175

68-69

1.65

176-180

70-71

1.75

181 or more

72 or more

1.85

or

C. Chronic impairment of gas exchange due to clinically documented pulmonary disease. With:

1. Single breath DLCO (see 3.00Fl) less than 10.5 ml/min/mm Hg or less than 40 percent of the predicted normal value. (Predicted values must either be based on data obtained at the test site or published values from a laboratory using the same technique as the test site. The source of the predicted values should be reported. If they are not published, they should be submitted in the form of a table or nomogram); or

2. Arterial blood gas values of PO2 and simultaneously determined PCO2 measured while at rest (breathing room air, awake and sitting or standing) in a clinically stable condition on at least two occasions, three or more weeks apart within a 6-month period, equal to or, less then the values specified in the applicable table III-A or III-B or III-C:

Table III-A

(Applicable at test sites less than 3,000 feet 
above sea level)

Arterial PCO2 (mm Hg) and

Arterial PO2 Equal to or Less than (mm Hg)

30 or below

65

31

64

32

63

33

62

34

61

35

60

36

59

37

58

38

57

39

56

40 or above

55


Table III-B
(Applicable at test sites 3,000 through 6,000 feet above sea level)

Arterial PCO2  
(mm Hg) and

Arterial PO2 Equal to or Less than (mm Hg)

30 or below 

60

31

59

32

58

33

57

34

56

35

55

36

54

37

53

38

52

39

51

40 or above 

50

Table III-C
(Applicable at test sites over 6,000 feet above sea level)

Arterial 
PCO

(mm Hg) 
and

Arterial PO2 equal to or less than (mm Hg)

30 or below

55

31

54

32

53

33

52

34

51

35

50

36

49

37

48

38

47

39

46

40 or above 

45

or

3. Arterial blood gas values of PO2 and simultaneously determined PCO2 during steady state exercise breathing room air (level of exercise equivalent to or less than 17.5 ml O2 consumption/kg/min or 5 METs) equal to or less than the values specified in the applicable table III-A or III-B or III-C in 3.02 C2.

3.03
Asthma
. With:

A. Chronic asthmatic bronchitis. Evaluate under the criteria for chronic obstructive pulmonary disease in 3.02A;

or

B. Attacks (as defined in 3.00C), in spite of prescribed treatment and requiring physician intervention, occurring at least once every 2 months or at least six times a year. Each in-patient hospitalization for longer than 24 hours for control of asthma counts as two attacks, and an evaluation period of at least 12 consecutive months must be used to determine the frequency of attacks.

3.04
Cystic fibrosis
. With:

A. An FEV1 equal to or less than the appropriate value specified in table IV corresponding to the individual's height without shoes. (In cases of marked spinal deformity, see. 3.00E.);

or

B. Episodes of bronchitis or pneumonia or hemoptysis (more than bloodstreaked sputum) or respiratory failure (documented according to 3.00C, requiring physician intervention, occurring at least once every 2 months or at least six times a year. Each inpatient hospitalization for longer than 24 hours for treatment counts as two episodes, and an evaluation period of at least 12 consecutive months must be used to determine the frequency of episodes;

or

C. Persistent pulmonary infection accompanied by superimposed, recurrent, symptomatic episodes of increased bacterial infection occurring at least once every 6 months and requiring intravenous or nebulization antimicrobial therapy.

Table IV

(Applicable only for evaluation under 
3.04A - cystic fibrosis)

Height without Shoes (centimeters)

Height without Shoes (inches)

FEV1 Equal to or less than (L,BTPS)

154 or less

60 or less

1.45

155-159

61-62

1.55

160-164

63-64

1.65

165-169

65-66

1.75

170-174

67-68

1.85

175-179

69-70

1.95

180 or more

71 or more

2.05

 

3.05
[Reserved.]

3.06
Pneumoconiosis

(demonstrated by appropriate imaging techniques). Evaluate under the appropriate criteria in 3.02.

3.07
Bronchiectasis
(demonstrated by appropriate imaging techniques). With:

A. Impairment of pulmonary function due to extensive disease. Evaluate under the appropriate criteria in 3.02;

or

B. Episodes of bronchitis or pneumonia or hemoptysis (more than bloodstreaked sputum) or respiratory failure (documented according to 3.00C), requiring physician intervention, occurring at least once every 2 months or at least six times a year. Each inpatient hospitalization for longer than 24 hours for treatment counts as two episodes, and an evaluation of at least 12 consecutive months must be used to determine the frequency of episodes.

3.08
Mycobacterial, mycotic, and other chronic persistent infections of the lung
(see 3.00B). Evaluate under the appropriate criteria in 3.02.

3.09
Cor pulmonale secondary to chronic pulmonary vascular hypertension
. Clinical evidence of cor pulmonale (documented according to 3.00G) with:

A. Mean pulmonary artery pressure greater than 40 mm Hg;

or

B. Arterial hypoxemia. Evaluate under the criteria in 3.02C2;

or

C. Evaluate under the applicable criteria in 4.02.

3.10
Sleep-related breathing disorders
. Evaluate under 3.09 (chronic cor pulmonale), or 12.02 (organic mental disorders).

3.11
Lung transplant
. Consider under a disability for 12 months following the date of surgery; thereafter, evaluate the residual impairment.

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